-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, PAgd4MHOsE26iuKoRVjDDIZrbcv485VqaYKGzIEPKZOwkf4YI+jLpuYrWAtgkZV3 uCwlA+/JQRM82CZ+0Rf/RQ== 0000912057-95-002970.txt : 19950502 0000912057-95-002970.hdr.sgml : 19950502 ACCESSION NUMBER: 0000912057-95-002970 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19950501 SROS: NASD GROUP MEMBERS: DARRELL D. RUBEL GROUP MEMBERS: ESTATE OF ROGER R. MARTEN GROUP MEMBERS: G. SCOTT NICASTRO GROUP MEMBERS: MARTEN VOTING TRUST GROUP MEMBERS: RANDOLPH L. MARTEN GROUP MEMBERS: RUBEL DARRELL D SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MARTEN TRANSPORT LTD CENTRAL INDEX KEY: 0000799167 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 391140809 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-38210 FILM NUMBER: 95533232 BUSINESS ADDRESS: STREET 1: 129 MARTEN ST CITY: MONDOVI STATE: WI ZIP: 54755 BUSINESS PHONE: 7159264216 MAIL ADDRESS: STREET 1: 3400 PLAZA VII STREET 2: 45 SOUTH SEVENTH ST CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RUBEL DARRELL D CENTRAL INDEX KEY: 0000944648 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 129 MARTEN STREET STREET 2: C/O MARTEN TRANSPORT LTD CITY: MONDOVI STATE: WI ZIP: 54755 BUSINESS PHONE: 7159264216 SC 13G/A 1 SC 13G/A UNITED STATES [SEAL] SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* Marten Transport, Ltd. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.01 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 573075 10 8 ------------------------------------------ (CUSIP Number) Check the following box if a fee is being paid with this statement / /. ( A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ------------------------- ------------------------- CUSIP No. 573075 10 8 13G Page 2 of 12 Pages -------------- ----- ----- - ------------------------- ------------------------- 1 NAME OF REPORTING PERSON SS or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON The Estate of Roger R. Marten - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF None ----------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 1,735,100 ----------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON None WITH ----------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,735,100 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,735,100 - -------------------------------------------------------------------------------- 10 CHECK BOX OF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 59.2% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! - ------------------------- ------------------------- CUSIP No. 573075 10 8 13G Page 3 of 12 Pages -------------- ----- ----- - ------------------------- ------------------------- 1 NAME OF REPORTING PERSON SS or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Randolph L. Marten - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF None ----------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 1,735,100 ----------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON None WITH ----------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,735,100 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,735,100 - -------------------------------------------------------------------------------- 10 CHECK BOX OF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 59.2% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! - ------------------------- ------------------------- CUSIP No. 573075 10 8 13G Page 4 of 12 Pages -------------- ----- ----- - ------------------------- ------------------------- 1 NAME OF REPORTING PERSON SS or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Darrell D. Rubel - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF None ----------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 1,735,100 ----------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON None WITH ----------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,735,100 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,735,100 - -------------------------------------------------------------------------------- 10 CHECK BOX OF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 59.2% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! - ------------------------- ------------------------- CUSIP No. 573075 10 8 13G Page 5 of 12 Pages -------------- ----- ----- - ------------------------- ------------------------- 1 NAME OF REPORTING PERSON SS or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Marten Voting Trust - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Wisconsin - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF None ----------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 1,735,100 ----------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON None WITH ----------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,735,100 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,735,100 - -------------------------------------------------------------------------------- 10 CHECK BOX OF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 59.2% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* OO - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! - ------------------------- ------------------------- CUSIP No. 573075 10 8 13G Page 6 of 12 Pages -------------- ----- ----- - ------------------------- ------------------------- 1 NAME OF REPORTING PERSON SS or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON G. Scott Nicastro - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF None ----------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 1,735,100 ----------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON None WITH ----------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,735,100 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,735,100 - -------------------------------------------------------------------------------- 10 CHECK BOX OF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 59.2% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! This Schedule 13G is being filed on behalf of the Estate of Roger R. Marten, Randolph L. Marten, Darrell D. Rubel, G. Scott Nicastro and the Marten Voting Trust pursuant to Rule 13d-1(f) under the Securities Exchange Act of 1934 because the same securities are beneficially owned by each of them. The agreement of the parties that this statement shall be filed on behalf of each of them is attached to this statement as Exhibit A. ITEM 1(a) NAME OF ISSUER: Marten Transport, Ltd. ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 129 Marten Street Mondovi, Wisconsin 54755 ITEM 2(a) NAME OF PERSONS FILING: Estate of Roger R. Marten Randolph L. Marten Darrell D. Rubel G. Scott Nicastro Marten Voting Trust ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENT: For all persons filing, except G. Scott Nicastro 129 Marten Street Mondovi, Wisconsin 54755 For G. Scott Nicastro: 715 South Barstow Street Post Office Box 1030 Eau Claire, WI 54702-1030 ITEM 2(c) CITIZENSHIP: For all persons filing, except the Marten Voting Trust: United States. The Marten Voting Trust is organized under Wisconsin law. ITEM 2(d) TITLE OF CLASS OF SECURITIES: Common Stock, par value $.01 per share Page 7 of 12 Pages ITEM 2(e) CUSIP NUMBER: 573075 10 8 ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: Not Applicable. ITEM 4 OWNERSHIP: (a) Amount Beneficially Owned: Each of the persons filing this statement is the direct or indirect beneficial owner of 1,735,100 shares. (b) Percent of Class: 59.2% (c) Number of shares as to which such person has (i) sole power to vote or to direct the vote: Estate of Roger R. Marten - None Randolph L. Marten - None Darrell D. Rubel - None G. Scott Nicastro - None Marten Voting Trust - None (ii) shared power to vote or to direct the vote: Estate of Roger R. Marten - 1,735,100 (1) Randolph L. Marten - 1,735,100 (1) Darrell D. Rubel - 1,735,100 (1) G. Scott Nicastro - 1,735,100 (1) Marten Voting Trust - 1,735,100 (1) (iii) sole power to dispose or to direct the disposition of: Estate of Roger R. Marten - None Randolph L. Marten - None Darrell D. Rubel - None G. Scott Nicastro - None Marten Voting Trust - None Page 8 of 12 Pages (iv) shared power to dispose or to direct the disposition of: Estate of Roger R. Marten - 1,735,100 (1)(2) Randolph L. Marten - 1,735,100 (1)(2) Darrell D. Rubel - 1,735,100 (1)(2) G. Scott Nicastro - 1,735,100 (1) Marten Voting Trust - 1,735,100 (1) (1) Includes 880,100 shares placed into the Marten Voting Trust by Roger R. Marten and 855,000 shares placed into the Marten Voting Trust by Randolph L. Marten. The Marten Voting Trust was created by a Voting Trust Agreement dated February 14, 1983, as amended, pursuant to which Randolph L. Marten, Darrell D. Rubel and G. Scott Nicastro were appointed trustees to vote all of the shares subject to the trust, except that without the consent of each beneficial owner of the shares to be voted the trustees may not vote on any increase in the authorized capital stock of the Issuer, the sale, lease or exchange of all or substantially all of the assets of the Issuer, the consolidation or merger of the Issuer with or into any other corporation or the dissolution of the Issuer. Any action to be taken by the trustees pursuant to the Marten Voting Trust requires the affirmative vote of a majority of the trustees. The Voting Trust Agreement will expire on December 31, 2012, unless earlier terminated by the trustees or the beneficial holders of all of the Common Stock held pursuant to the trust. Effective May 4, 1993, Randolph L. Marten, as subscriber, and Randolph L. Marten, Darrell D. Rubel and G. Scott Nicastro, as trustees, entered an Agreement Regarding Voting Trust Agreement, which becomes effective if the Voting Trust Agreement terminates for any reason. This Agreement covers all shares owned by Randolph L. Marten on May 4, 1993 and any shares he acquires after that date, contains the same provisions regarding the voting of shares as the Voting Trust Agreement and also expires on December 31, 2012. (2) Roger R. Marten and Randolph L. Marten (together, the "Shareholders") and Darrell D. Rubel have entered into a Stock Restriction Agreement pursuant to which each of the Shareholders has agreed not to voluntarily or involuntarily dispose of any of his shares of Common Stock or interests under the Voting Trust Agreement without the written consent of the other Shareholder. If either of the Shareholders (or in the case of Roger R. Marten, his estate) wishes to dispose of any of his shares, he must give first the other Shareholder and then the Issuer a right of first refusal to purchase the shares at the lower of the price offered by the proposed transferee or a purchase price determined pursuant to the Stock Restriction Agreement. Upon a bankruptcy of the Shareholders, or any levy against any of the shares of Common Stock, the right of first refusal must also be given first to the other Shareholder and then to the Issuer. The trustees of the Marten Voting Trust have agreed to cooperate with the shareholders and the Issuer in effectuating the purposes of the Stock Restriction Agreement. ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not Applicable. Page 9 of 12 Pages ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: The Estate of Roger R. Marten and Randolph L. Marten have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, 880,100 shares and 855,000 shares, respectively. Roger R. Marten and Randolph L. Marten have each transferred such shares to the Marten Voting Trust, of which Randolph L. Marten, Darrell D. Rubel and G. Scott Nicastro are voting trustees with the power to vote such shares (see Item 4(c)). ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not Applicable. ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not Applicable. ITEM 9 NOTICE OF DISSOLUTION OF GROUP: Not Applicable. ITEM 10 CERTIFICATION: Not Applicable. Page 10 of 12 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: April 26, 1995. ESTATE OF ROGER MARTEN By: /s/ Darrell D. Rubel - ------------------------------ /s/ Randolph L. Marten - ------------------------------ Randolph L. Marten /s/ Darrell D. Rubel - ------------------------------ Darrell D. Rubel /s/ G. Scott Nicastro - ------------------------------ G. Scott Nicastro MARTEN VOTING TRUST By: /s/ Randolph L. Marten -------------------------------- Randolph L. Marten, Trustee Exhibit A to Schedule 13G AGREEMENT REGARDING FILING OF SCHEDULE 13G The undersigned parties hereby agree that a joint statement on Schedule 13G shall be filed on behalf of each of them with respect to 1,735,100 shares of the Common Stock, par value $.01 per share, of Marten Transport, Ltd. in which each of them has an interest. The Estate of Roger R. Marten, Randolph L. Marten, Darrell D. Rubel and G. Scott Nicastro as all of the trustees under the Marten Voting Trust, hereby authorize and direct Randolph L. Marten to execute and deliver on behalf of the Marten Voting Trust this Agreement, the Schedule 13G referred to herein and any and all amendments thereto. Dated: April 26, 1995. ESTATE OF ROGER MARTEN By: /s/ Darrell D. Rubel - ------------------------------ /s/ Randolph L. Marten - ------------------------------ Randolph L. Marten /s/ Darrell D. Rubel - ------------------------- Darrell D. Rubel /s/ G. Scott Nicastro - ------------------------- G. Scott Nicastro MARTEN VOTING TRUST By: /s/ Randolph L. Marten -------------------------------- Randolph L. Marten, Trustee Page 12 of 12 Pages -----END PRIVACY-ENHANCED MESSAGE-----